Compliance Software (SaaS) for Security Firms

Traverse City, MI (Grand Traverse County) (Relocatable)

Compliance Software (SaaS) for Security Firms

Asking Price:$150,000

Established:2006

Compliance Software (SaaS) for Security Firms

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Asset Sale Description

"Compliance View," is a software asset designed to assist security firms (banks, law firms, clearing firms, broker dealers) that sell investment products to the public to help them comply with rules and regulations of the securities industry.

The ideal acquiring company or individual for this software asset is a company that can sell the software as a service (SaaS) to security firms that need to monitor regulatory compliance of investment products sold to the public.

For a complete description of the software and further information, please visit the website at http://investor-reports.com.

Detailed Information

Facilities:
Up for acquisition is a software asset designed to assist security firms (banks, law firms practicing securities law, clearing firms, broker dealers) that sell investment products to the public to help them comply with the rules and regulations of the securities industry. The software, "Compliance View," was designed to assist security firms with their supervision of staff and provide a complete report of the trading, commission, rate of return, etc.
Financing:
Up to 50%
Support & Training:
The seller will train the new owner.
Reason for Selling:
Other Interests
Business Website:
http://investor-reports.com

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Christian Baldwin

Asset Sale Listed By:
Christian Baldwin

Black Diamond Mergers & Acquisitions

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